---
esco_uri: http://data.europa.eu/esco/skill/648782e0-b5e5-4e59-bed0-627aa8ac29f0
esco_label: "maintain records of financial transactions"
relation: optional
onet_soc: 13-2052.00
source: model-knowledge
confidence: high
qa_count: 0
generator: gemma3:27b (prompt-designed and spot-checked by Claude)
generated: 2026-07-10
---

# maintain records of financial transactions — Financial Advisor

For a Financial Advisor, 'maintaining records of financial transactions' isn’t just bookkeeping; it’s the bedrock of trust and compliance. Daily, you'll be documenting *every* client transaction – buys, sells, dividends, fees paid, rollovers, withdrawals – not just within your firm’s systems but also verifying against custodian statements. This means meticulous entry into CRM platforms (like Salesforce Financial Services Cloud or Redtail), portfolio management software (e.g., eMoney Advisor, MoneyGuidePro), and potentially separate record-keeping systems mandated by compliance regulations. It's about creating an auditable trail proving suitability and adherence to client agreements.

## Weitere Anreicherung

Stage-2 source for future practitioner grounding: EconStor (open-access economics/finance literature).
